outsourced FINOP

8 1/2 steps to Successfully Outsource FINOP’s

Considering the cost saving strategy of outsourced FINOPs? Follow sound practices of broker dealer firms that are doing it successfully.     outsourced FINOP

Brokerage firms these days are faced with ever-more complex regulatory demands and deadlines, coupled with the risk of higher fines and disciplinary action than ever before. Read our blog post: SuperSized Fines 2014 . As the landscape becomes more difficult to navigate, many firms are finding the cost of a CFO with the expertise to handle their business needs is beyond reach. It’s simply much more expensive these days to run a brokerage firm, and cutting costs wisely has taken a front seat.

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Free Webinar: PCAOB for FINOP

Join us for A free webinar, “PCAOB for FINOP: A Necessary Update for FINOPS” on December, 17th at 12:15pst.


You can expect detailed advice regarding:

1. SEC Filing

2. Auditor Engagement

3. Workpaper Review


Date: Wednesday, 12/17/2014

Time: 12:15 PST


Registration URL:

Webinar ID: 103-613-859