The last few weeks have witnessed a storm of financial media reports surrounding the departure of Bill Gross from Pimco. However, what was most noticeably absent in the reports was the decision of Pimco to withdraw its investments in hedge funds. This decision to withdraw Pimco’s Investments in hedge funds is noteworthy given the level of attention that Pimco can afford in monitoring its investment in such pooled investment vehicles which underscores the importance in continued due diligence in such investments. Read more
The 2014 NSCP Conference is almost upon us and we are pleased to announce that RND Resources will be speaking and exhibiting. We invite you to join us at our booth (#8) and chat with our representatives. We welcome the opportunity to get to know you and better show you how we can solve your compliance & PCAOB challenges.
Our CEO, Dave Banerjee will be speaking in regards to “Due Diligence of Funds, Counterparties and Vendors” on Tuesday, October 21st at 11:15am. We hope that after attending his session you will come away with a better understanding of due diligence.
Your presence will do us a great honor and we are looking forward to meeting you.
RND Resources is pleased to announce that Dave Banerjee, Co-Founder and CEO will be speaking about “Due Diligence of Funds, Counterparties and Vendors” at the National Society of Compliance Professionals Conference in Maryland on Tuesday, October 21st at 11:15 a.m.
We invite you to visit our booth to learn more about RND Resources and pick-up your free gift.
At this annual conference, attendees have access to more than 80 topics encompassing investment adviser, broker-dealer, private fund/hedge fund and investment company compliance issues. www.nscp.org
- 2018 FINRA Exam Priorities LetterJanuary 18, 2018 - 8:46 pm
- Rebalance Cybersecurity Initiatives for 2018October 20, 2017 - 7:12 pm
- Collective Investment TrustsSeptember 14, 2017 - 9:59 pm
- Form ADV Amendments due October 2017August 7, 2017 - 10:43 pm
- How FINRA compliance consultants ease enforcement action outcomeJuly 17, 2017 - 11:43 pm