RND Resources Inc assists startup RIAs and Breakaway Brokers with new firm formation under SEC or State Registration.

We strongly suggest utilizing our consulting in the strategy and planning phase of your firm. Additionally, we’ve helped many RIAs complete the registration process since 1987. Registration and membership rules vary from state to state and can change at any time. If you’re not experienced in completing registering for a startup advisory firm contact us for support.

Helpful links for RIAs interested in branching out on their own presented by Interactive Brokers

 

Guide: Starting a Registered Investment Advisor Firm – Compliance Obligations

Guide: Becoming an Independent Advisor on IB’s platform

Guide: Using IB’s platform for Investment Advisors

Guide: Using IB’s platform for Hedge Funds

Interactive Brokers provides an online marketplace for financial service professionals and service providers. RND Resources Inc is listed as a service provider on interactive Brokers. RND is not affiliated or an owned subsidiary of Interactive Brokers.