|RND Resources can assist your firm in the recruitment of quality
personnel. One of our services is our brand new Resume section. We are
pleased to list the resumes of several high caliber individuals for your
perusal. If you are interested in any of the candidates please contact
RND. Click on the link below to browse the very latest resumes. Over the
next few months we will be launching several other exciting new services
to aid your firm in attracting and retaining the very best people.
- Form ADV Amendments due October 2017August 7, 2017 - 10:43 pm
- How FINRA compliance consultants ease enforcement action outcomeJuly 17, 2017 - 11:43 pm
- FINRA Report January 2017: Distributed Ledger Technology for the Securities IndustryMay 17, 2017 - 6:47 pm
- Form ADV changes – compliance due Oct 1 2017April 14, 2017 - 11:24 pm
- Guide to SEC Use of Independent Compliance ConsultantsApril 4, 2017 - 11:13 pm
Disclaimer: RND Resources Inc., affiliates, and staff, are not associated with the financial industry regulatory authority (FINRA). Nothing contained herein is intended to describe any such association.
algorithmic trading arbitration bitcoin blockchain Broker Dealer broker dealers compliance compliance consulting compliance management Cybersecurity cyber threat department of labor disciplinary action dol fiduciary rule due diligence enforcement action exam priorities financial industry finop FINOPS finra finra regulations Fintech free webinar Hedge Fund independent consultant no action letter outsource compliance pcaob policies and procedures priorities letter regulatory regulatory compliance support remediation ria risk assessment risks sanction guidelines SEC sec exam SEC rule change senior investors senior suitability suitability U4 disclosure