RND Resources has over 30 years experience assisting new Broker-Dealer firms.
Our veteran professionals, CPAs, and MBAs integrate business planning and compliance to develop a customized program tailored to your firm. As a full-service firm we’re able to build a cross-the-board strategy that includes business planning, compliance, operations, trading, and registration into one coordinated plan.
- Full Service Brokerage Support
- On-Site Audit Services
- Expert Regulatory Consulting
- Customized Compliance Programs